SCHOOLSFIRST INVESTMENT SERVICES
FINANCIAL ADVISOR - CAO TRAN
Cypress
(800) 462-8328, ext. 4116, option 2
investments@schoolsfirstfcu.org
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Cao's 19 years of experience as a financial advisor has given him the opportunity to build strong, lasting relationships with his Members. Being their trusted advisor has come in handy when the market has risen and fallen. "Things are always changing. I want my Members to know that I can be a constant for them, always on their side to help them through the peaks and valleys."
Cao is registered to sell securities, holds a California Life/Health Insurance License and earned a bachelor's degree from California State University, Long Beach.
In his spare time, Cao enjoys spending time with family and deep sea fishing off the California coast.
CA Insurance License 0C84923
Cao Tran is a financial advisor with, and securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker/dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. SchoolsFirst Federal Credit Union and SchoolsFirst Investment Services are not registered as a broker/dealer or investment advisor. Registered representatives of LPL offer products and services using SchoolsFirst Investment Services, and may also be employees of SchoolsFirst Federal Credit Union. These products and services are being offered through LPL or its affiliates, which are separate entities from and not affiliates of SchoolsFirst Federal Credit Union or SchoolsFirst Investment Services. Securities and insurance offered through LPL or its affiliates are:
Not Insured by NCUA or Any Other Government Agency | Not Credit Union Guaranteed | Not Credit Union Deposits or Obligations | May Lose Value
Your Credit Union ("Financial Institution") provides referrals to financial professionals of LPL Financial LLC ("LPL") pursuant to an agreement that allows LPL to pay the Financial Institution for these referrals. This creates an incentive for the Financial Institution to make these referrals, resulting in a conflict of interest. The Financial Institution is not a current client of LPL for advisory services. Please visit www.lpl.com/disclosures/is-lpl-relationship-disclosure.html for more detailed information.
The LPL Financial registered representatives associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.